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AML for Fee Earners - Red Flags that you can't ignore - Aberdeen
Wed 12 October 2016, 14:45 – 16:15 BST
Join the conversation at an event near you
It is obviously not good if the LSS Inspector identifies Red Flags that the Fee Earner has not spotted. Whilst the responsibility for their files rests solely with the Fee Earner, there are serious, and potentially career ending, consequences for the MLRO and others in the firm if Red Flags are missed.
We have found when developing the AML Compliance Solution that adopting the image of a Red Flag to indicate "high risk" works on a number of levels and better protects both the Fee Earner and the firm.
The LSS, who have endorsed the AML Compliance Solution, have kindly agreed that we can tag this practical session onto the end of their AML Roadshows. All are welcome and it is free CPD.
We would be delighted if you are able to join us and other Fee Earners for what will doubtless be a lively discussion. All sessions will run from 2:45 pm until 4:15 pm.
Edinburgh - Tuesday 4 October
Apex Waterloo, 23-27 Waterloo Place, Edinburgh EH1 3BH
Inverness - Wednesday 5 October
Drumossie Hotel, Old Perth Road, Inverness IV2 5B
Dundee - Tuesday 11 October
Apex City Quay & Spa Hotel, 1 West Victoria Dock Road, Dundee DD1 3JP
Aberdeen - Wednesday 12 October
Hilton Aberdeen Treetops, 161 Springfield Road, Aberdeen, AB15 7AQ