Money Laundering Compliance Officer Course (10am till 3pm)
Preventing Money Laundering continues to be one of the most high-profile
areas of compliance. With 99% of law firms having fairly
recently appointed a Money
Laundering Compliance Officer, it is crucial that they have had training to
understand the extent of their responsibilities and how to implement effective
policies, controls and procedures.
This course will look at:
- The Money Laundering Regulations
- Compiling your Firm Wide Risk Assessment
- How to approach Client Identification and Verification
- The extent to which firms are required to conduct source of funds and wealth training
- Common issues found on audit
- Making sure you are regulator ready
This course is for Money Laundering Compliance Officers, Money
Laundering Reporting Officers and Senior Compliance Staff. This course takes an in-depth
look at both the legislation and the practical application and is suitable for
those who are new to the role, and well are those who have more experience.
About the speaker: Amy is a Solicitor, qualified for over 24 years, with more than 19 years in compliance. She has been an MLRO, and established and ran one of the first centralised CDD teams in the UK. She is a current member and chair of
the Economic Crime Task Force, and co-author of Solicitors and Money Laundering
(4th edition). She is currently working on her next title – Compliance that
works, available in Spring 2025.
