Actions and Detail Panel
Client Review's Seminar
Wed 22 March 2017, 13:30 – 16:00 GMT
Club FS is happy to announce that their next event will focus on Client Reviews. During this two hour master-class, you will walk away with a better understanding of compliance requirements and how to utilise industry and provider tools to support the completion of review work.
- Understand FCA requirements to evidence client reviews
- Identify how to cost and manage timescales on review work
- Identify correct tools and reports required to complete & evidence reviews.
- Confirm client risk and map this to holdings
- Look at specific drawdown review options via provider systems e.g. Royal London options
Suzanne Rennie – Rennie Risk Management
Roger Perry - Defaqto
Anne Peck – Royal London