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COFA Training - 20 April 2017, Newcastle
Thu 20 April 2017, 09:00 – 16:30 BST
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Trainer: Sarah Charlton
Two half day workshops dedicated to the compliance role of COFA. Available as a whole day or attendees can choose to attend either one of the half day sessions. Whether you are being appointed as a COFA, a member of an accounts team or supporting the COFA in their role you will find these workshops valuable.
The first session covers the role and duties of the COFA, implementing systems to enable you to monitor and identify breaches, dealing with your regulator, reporting, behaviour compliance and training.
The second session covers the 2011 SRA Accounts Rules changes, interactive sessions with practical examples of what to look for to ensure you are compliant and reviewing systems and controls to ensure they are operating effectively
Part One (Morning Session)
- Introduction of the COFA
- What is the Role
- Systems, procedures and reporting to monitor and identify breaches whilst overseeing compliance
- Breaches (firm vs. COFA responsibilities), dealing with your regulator and Accountants Report
- Development and training of staff
- Behaviour compliance and internal communication
Part Two (Afternoon Session)
Topics covered include:
- General update on the role
- Practical examples
- Case studies
- Materiality testing
6 CPD points can be claimed for a full day. Lunch is included for full day delegates only.
Cancellation requests must be in writing. A full refund of the delegate payment (100%) will be given for notice of 42 days or more; less an administration fee of £35. A half refund (50%) will be given for notice of between 41 and 22 days; less an administration fee of £35. No refund (0%) for 21 days or less.
Transfer or Substitution requests must be in writing. You may transfer, at no charge, on to another ILFM training, or substitute for another person. An additional payment may be necessary if the substitute is not eligible for the same discounts as the original delegate. No refund will be given should the delegate fee be less than the original delegate fee.
Please note that trainings/events are subject to cancellation, at any time, if there are insufficient numbers. In this case we will refund 100% of the fee, or allow a free transfer. In the event of a cancellation at any time by the ILFM, for whatever reason, liability will be limited to a refund of any delegate fee paid.
The ILFM accepts no responsibility or liability for any injury, illness or otherwise which may be attributable to the facilities or services provided at any venue.
Where can I contact the organiser with any questions?
For futher information, or to pay by BACS or cheque, please email email@example.com or contact the ILFM office on 020 8302 2867.