What's included:
- Grab an enrolment letter as a gift!
- Eligibility to earn CPD & QLS Endorsed Certificate.
- Fully Online Recorded Class
- 24/7 & Lifetime Access
- Online support
- No hidden fees
Course Link : Compliance and Risk Management Course
In today's business environment, understanding compliance and risk management is essential for avoiding penalties and maintaining operational integrity. This course provides learners with expert-level insights into regulatory expectations, risk assessment frameworks, and the controls needed to protect an organisation’s reputation and financial stability. Whether you are working in finance, HR, operations, or leadership, this course helps develop the awareness and structure necessary to support informed, risk-aware decision-making.
Covering key topics including corporate governance, internal policies, auditing processes, and fraud prevention, this compliance and risk management course is designed to help professionals navigate the increasingly regulated business landscape. Learners will gain knowledge of relevant legislation, such as GDPR, anti-bribery laws, and financial crime regulations, with clarity on how to implement controls and monitor ongoing risks effectively. Ideal for professionals across sectors, this course supports responsible business leadership through sound compliance and risk management principles.
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Course Curriculum
Module 1: Introduction to Compliance
- What is compliance?
- Importance of Compliance and Risk Management in business
- Global regulations and frameworks overview
Module 2: Five Basic Elements of Compliance
- Leadership and governance
- Risk assessment and standards
- Policies and procedures
- Training and awareness
- Monitoring and response systems
Module 3: Compliance Management System (CMS)
- Components of a strong CMS
- ISO standards and best practices
- CMS implementation and monitoring
Module 4: Compliance Audit
- Internal vs. external audits
- Audit planning, execution, and reporting
- Post-audit improvement plans
Module 5: Compliance and Ethics
- Building a culture of integrity
- Whistleblower protection
- Ethical risk and organisational values
Module 6: Risk and Types of Risk
- Risk categories and examples
- Quantitative vs. qualitative risk
- Emerging global risks
Module 7: Introduction to Risk Management
- Evolution of Risk Management
- Relationship between compliance and risk
- Governance, risk, and compliance (GRC)
Module 8: Risk Management Process
- Risk identification and analysis
- Risk evaluation and prioritisation
- Risk response strategies
- Risk monitoring and review
Learning Outcomes
- Understand key elements of compliance and risk management frameworks.
- Apply compliance and risk management procedures in business operations.
- Identify legal requirements in compliance and risk management strategies.
- Evaluate threats using compliance and risk management methodologies.
- Monitor systems for ongoing compliance and risk management effectiveness.
- Reduce financial exposure through strong compliance and risk management policies.
Who is this course for?
- Professionals aiming to work in compliance and risk management roles.
- Managers seeking better compliance and risk management strategies.
- HR teams needing compliance and risk management knowledge for policies.
- Finance officers focusing on compliance and risk management in controls.
- Legal staff involved in compliance and risk management frameworks.
- Auditors and consultants providing compliance and risk management services.
- Entrepreneurs interested in compliance and risk management for startups.
- Anyone working in governance, compliance and risk management settings.
Career Path & Average Salaries in the UK
- Risk Manager – £55,000 per year
- Compliance Officer – £42,000 per year
- Internal Auditor – £45,000 per year
- Governance Analyst – £40,000 per year
- Financial Crime Analyst – £48,000 per year
- Regulatory Affairs Specialist – £44,000 per year
