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Compliance and the Ever-Changing Landscape of Financial Services Recruitmen...

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Brasserie Blanc

60 Threadneedle Street

London

EC2R 8HP

United Kingdom

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Compliance and the Ever-Changing Landscape of Financial Services Recruitment – An Interactive Round Table with Sterling Talent Solutions and The FIRM

Join us to hear Prem Griffith, Consultant at Bovill (and ex-Senior Associate at the FCA), and Steve Smith, VP of Sterling Talent Solutions, provide insights on the changes relating to background screening obligations in financial services, the challenges of interpreting and meeting those obligations and the considerations for navigating your way to FCA/PRA compliance.

Key points will include

  • How GDPR, Brexit, technology and the evolving financial services workforce is likely to impact your background screening programme

  • A refresher on the Senior Managers & Certification Regime, what’s changed and whether it really is a case of business as usual

  • Clarification on the approach to re-screening existing staff and understanding what is considered ‘proportionate’

  • Understanding Regulatory References and the requirement to expose disciplinary data

This interactive session will bring you up to speed with the latest in hiring compliance within financial services, provide the opportunity to share experiences with likeminded peers and pose questions to industry experts, and leave you with practical considerations to ensure you meet obligations

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Date and Time

Location

Brasserie Blanc

60 Threadneedle Street

London

EC2R 8HP

United Kingdom

View Map

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