Compliance Audit & Risk Management

In today’s hyper-regulated and scrutiny-heavy corporate landscape, Compliance Audit & Risk Management is no longer a luxury—it’s a necessity. This course provides an extensive breakdown of how organisations can stay on the right side of regulation, while strategically managing risks that could derail operations, damage reputations, or attract penalties.

This course explores everything from the foundations of compliance and the ethics behind it, to complex risk frameworks, auditing protocols, and the implementation of a Compliance Management System (CMS). It is designed to equip learners with the skills to identify, evaluate and mitigate risks, while ensuring policies, processes, and internal controls align with regulatory expectations across industries. Ideal for professionals aiming to build robust systems that are not just compliant but resilient.

Learning Outcomes

• Understand the key concepts of compliance and regulatory frameworks.
• Identify five basic elements crucial to effective compliance practices.
• Learn how to build and run a Compliance Management System (CMS).
• Explore methods for conducting internal and external compliance audits.
• Gain insight into ethical considerations and their role in compliance.
• Understand different types of risks and how to manage them effectively.

Course Link: Compliance Audit & Risk Management

Course Curriculum

Module 1: Introduction to ComplianceUnderstand what compliance means across sectors and why it matters.

Module 2: Five Basic Elements of ComplianceExplore the core pillars of compliance: policies, oversight, communication, monitoring, and response.

Module 3: Compliance Management System (CMS)Learn how to design and implement a CMS tailored to your organisation’s structure.

Module 4: Compliance AuditDelve into audit planning, execution, reporting, and remediation practices.

Module 5: Compliance and EthicsDiscover the vital link between ethical culture and sustainable compliance.

Module 6: Risk and Types of RiskIdentify various risks—financial, reputational, operational, legal, and strategic.

Module 7: Introduction to Risk ManagementLearn how to integrate risk thinking into everyday business decisions.

Module 8: Risk Management ProcessExplore identification, assessment, mitigation, monitoring, and reporting in a step-by-step process.

Disclaimer:

This is an online course with pre-recorded lessons. You will get access to the course within 48 hours after your enrolment.