DATA AND COMPLIANCE — The Future of IFA Office systems

With IFAC and BAT

Suitable for: Directors and senior managers of IFA and MGI firms

What You’ll Learn:

• What data is required for compliant back office process.
• How the CRM simplifies, automates, and evidences your compliance.
• Clean or dirty data? FCA expectations and judgements
• Using dashboards to bring advisers and compliance oversight together.
• Practical ways current systems improve compliance workflows.
• How AI is changing compliance procedures.

Free to attend for financial advisers interested in compliance-AI.

Learning Objective:

Gain a clear understanding of how smarter data management and AI-driven tools can make compliance simpler, faster, and more connected across your business.

Part of the BAT joint seminar series: BAT working lunch 2026