£285.44

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EMIR Trade Reporting Core Training

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This half-day course provides a core understanding of the EMIR trade reporting requirements.

About this Event

*** Please note, due to the current pandemic all of our training courses are now virtual events via video conferencing. They will be held in two, 2 hour sessions across two consecutive days. Once you have purchased a ticket, the joining details will be emailed to you within 2 working days***

Regulatory reporting experts Kaizen Reporting have introduced a CPD-accredited EMIR Trade Reporting training course. The half-day workshop is led by David Nowell, one of the UK's leading experts on MiFIR and EMIR reporting.

Overview: This half-day course provides a core understanding of the EMIR trade reporting requirements. It covers the regulatory drivers, the reporting scope, trading scenarios and the key fields that comprise an EMIR trade report. The course also includes an exam that will enable candidates to demonstrate their understanding of the trade reporting requirements.

Who is it for? The course is primarily aimed at compliance and operations staff, but it will benefit anyone involved in the EMIR trade reporting process.

Benefits: Attendees will gain a greater understanding of the EMIR trade reporting requirements to reduce the risk of incomplete or inaccurate reporting, which could lead to sanctions.

Course Dates:

  • Part 1 of 2: 1st September 2020 14:00 - 16:00
  • Part 2 of 2: 2nd September 2020 14:00 - 16:00

  • Part 1 of 2: 3rd November 2020 10:00 - 12:00
  • PART 2 OF 2 4th November 2020 10_00 - 12:00

Please contact us for in-house options.

Topics Covered:

  • Fundamental concepts
  • What is EMIR trade reporting?
  • Regulatory drivers
  • Trade reporting versus position reporting
  • Report action types
  • Field types and the concepts of pairing and matching through the UTI
  • Reporting Scope
  • Which entities have a reporting obligation
  • What derivatives are reportable 
  • ESMA Trading Scenarios
  • Parties to a transaction
  • OTC and ETD scenarios
  • Counterparty data
  • Entity identification – organisations and individuals
  • Collateral and valuation reporting
  • Common Data
  • Trade economics
  • Instrument identification and classification
  • Risk mitigation and clearing fields.

Costs:

£225 plus VAT (Standard virtual training rate)

NB- A small platform fee is applied by Eventbrite

Meet the Trainer:

David Nowell - Senior Regulatory Reporting Specialist

David has over 30 years’ financial services experience on both sides of the regulatory fence, having worked previously for the FCA, Reuters, Credit Suisse and the London Stock Exchange. David was a Technical Specialist within the Transaction Monitoring Unit at the FCA, where he was responsible for shaping the transaction reporting rules and providing guidance to UK firms. Read David's full bio.

The event is also subject to Kaizen's General Terms and Conditions and Cancellation Policy.

Kaizen's Virtual Training General Terms and Conditions and Cancellation Policy

Registration and Payment - Course delegates should register for the course on Eventbrite by completing the online registration. Registration must be completed 48 hours before the closing date.

Venue – Due to the pandemic our courses are now online, via a video conferencing platform. Delegates are responsible for their own internet connection and IT equipment to join the training. 

Intellectual property rights in the Course and Course Materials – The discounted virtual training does not include exam or supporting documentation.  All intellectual property rights in course documentation supplied by Kaizen are and shall remain property of the Kaizen and therefore any exploitation, copying or distribution in any form of the same is strictly prohibited, except with the written consent of Kaizen. The delegate or organisation (whichever is applicable) shall not at any time use the name, logo or trademark of the Kaizen without the written consent of Kaizen.

Cancellation Policy – Substitute delegates may be made subject to notifying Kaizen of the change in attendees at least 24 hours before of the course start date. If you are an organisation, details of all delegates must be given to Kaizen at least 48 hours in advance of the course date.

A full refund will be given for cancellation requests received at least 10 working days before the course. Cancellations must be made by email to: training@kaizenreporting.com and must be received at least 10 working days before the course. Course delegates who cancel 10-5 working days prior to the course will receive a refund equal to 50% of the fee. No refund will be given for cancellations received less than 5 working days before the course.

Kaizen in its absolute discretion reserves the right to cancel the course due to unforeseen circumstances; in such circumstances Kaizen will use reasonable endeavours to contact the delegate or organisation (whichever is applicable) by email.

Liability – Kaizen shall use every effort to ensure that the contents of the course are accurate and up to date but Kaizen shall not be liable for any inaccurate or misleading information, nor for any consequential damage or expense or any loss of profit or any liability to third parties incurred as a result of reliance on such information which is provided for educational purposes only. Kaizen will provide an additional conference line number for anyone that experiences connection issues during any virtual training. However, Kaizen cannot be held accountable for any technology issues that occur during the virtual training due to external platform. 

Kaizen aggregate liability under this agreement shall be limited to the total fees payable under this Agreement. Nothing in this Agreement shall limit the liability for death, fraud or personal injury caused by its negligence.

If you have queries regarding the course please send an email to training@kaizenreporting.com

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