Here at FSCom we encounter, through our clients, the issues that can trip up even the most qualified and experienced MLROs. PEPs and sanctions screening has been a minefield, both deceptively simple and infuriatingly impossible to get a handle on. Violating sanctions or dealing with a dodgy PEP will get you loads of free publicity and plenty of regulatory attention, but if you don’t need that kind of attention, come to this third session of our MLRO Masterclass.
Plenty of outfits will sell you software solutions to your screening needs, but do you know the questions to ask and the tests to run? When a fault is identified with your screening software it often is too late. Protect yourself, protect your firm, do it with pastries, at the next FSCom Masterclass… (breakfast included).