INTRODUCERS AND APPOINTED REPRESENTATIVES 2
Event Information
Event description
Onboard and manage introducers – your responsibilities d Jeremy Hackett and Kirsty Turner
About this event
INTRODUCERS AND APPOINTED REPRESENTATIVES
1 hour
Onboard and manage introducers – your responsibilities Jeremy Hackett and Kirsty Turner
INTRODUCERS AND APPOINTED REPRESENTATIVES
An interactive online TEAMS course lasting 60 minutes aimed at Compliance Managers looking to onboard introducers
The key requirements for a firm accepting introduced business in the retail financial services environment.
• Reporting• Due diligence• FCA requirements• Ongoing monitoring
All who attend and pass will be certified as accredited by IFAC in this subject as required by FCA.
