INTRODUCERS AND APPOINTED REPRESENTATIVES

INTRODUCERS AND APPOINTED REPRESENTATIVES

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Thank you! We will send you a Teams Invite two days before the event. Please look out for this invite from Jeremy Hackett on TEAMS.

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Online event

Sales Have Ended

Registrations are closed
Thank you! We will send you a Teams Invite two days before the event. Please look out for this invite from Jeremy Hackett on TEAMS.
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Onboard and manage introducers – your responsibilities d Jeremy Hackett and Kirsty Turner

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INTRODUCERS AND APPOINTED REPRESENTATIVES

1 hour

Onboard and manage introducers – your responsibilities Jeremy Hackett and Kirsty Turner

INTRODUCERS AND APPOINTED REPRESENTATIVES

An interactive online TEAMS course lasting 60 minutes aimed at Compliance Managers looking to onboard introducers

The key requirements for a firm accepting introduced business in the retail financial services environment.

• Reporting• Due diligence• FCA requirements• Ongoing monitoring

All who attend and pass will be certified as accredited by IFAC in this subject as required by FCA.

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