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Market Abuse Fundamentals Course 2018 (MAR)

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London Stock Exchange

10 Paternoster Square

London

EC4M 7LS

United Kingdom

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Event description

Description

The Market Abuse Fundamentals Course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective. All our courses are delivered by experts in the regulatory field.

There are various course dates available throughout 2018. All courses run from 9am- 1pm on the day specified.

Course Dates

12 April 2018

4 July 2018

6 July2018

16 August 2018

11 October 2018

10 December 2018

Course Details

The foundation course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective, including:

Background

  • Evolution of the UK market abuse regime
  • Importance of market conduct and integrity
  • Structure of the legislation

Market abuse criminal regime

  • Insider dealing
  • Market manipulation
  • Criminal sanctions

Market Abuse Regulation (MAR)

  • Application – who is obligated, what financial instruments, what markets
  • Scope and exemptions
  • Breaches and penalties
  • Inside information and insider dealing
  • Public disclosure of inside information
  • Insider lists
  • Market soundings
  • Market manipulation
  • Managers’ transactions
  • Investment recommendations
  • Whistle-blowing
  • Relevant case studies

Systems and Controls

  • Prevention and detection of market abuse: Best practice measures and regulatory expectations
  • Market abuse risk assessments
  • Automated and manual surveillance arrangements
  • Suspicious transaction and order reports (STORs)
  • Typical signs of market abuse and potential red flags
  • Relevant case studies

Who is this course suitable for?

This course is suitable for anyone who is involved with trade or transaction reporting.

Cost:

£600 plus VAT (UnaVista client rate)

£800 plus VAT (non-UnaVista client rate)

NB: UnaVista clients will be invoiced the fee. Non-UnaVista clients can pay by credit card.

Other courses you might be interested in

UnaVista and the London Stock Exchange run a number of other courses on both financial regulation and the UnaVista platform, please check the website for the most up to date times.

Please contact us on +44 (0)20 7797 1214 for further details on our products and services.

Can't attend this time? Register your interest here for the next Transaction Reporting Foundation Course.

Before booking, please ensure you have read our cancellation policy.

In the unlikely occurrence that any of our training events have to be cancelled or postponed due to circumstances beyond our control, we cannot be held responsible for any costs incurred by the event attendee.
The London Stock Exchange Group does not accept responsibility and expressly excludes liability to the fullest extent permitted by law for:

  • any loss or damage to any personal property left unattended during an event organised by the the London Stock Exchange Group unless caused by the negligence of the The London Stock Exchange Group or its employees; or
  • death or any personal injury suffered by you at a the London Stock Exchange Group event unless caused by the negligence of the London Stock Exchange Group or its employees.

If you would like any further information regarding any of the statements above, please email unavistatraining@lseg.com.

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Date and Time

Location

London Stock Exchange

10 Paternoster Square

London

EC4M 7LS

United Kingdom

View Map

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