£0 – £862.99

Multiple Dates

Market Abuse Fundamentals Course (MAR)

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Location

London Stock Exchange

10 Paternoster Square

London

EC4M 7LS

United Kingdom

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Event description

Description

The Market Abuse Fundamentals Course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective. All our courses are delivered by experts in the regulatory field.

There are various course dates available throughout 2020.


Course Dates 2020

25th February 2020

9th April 2020

11th June 2020

22nd July 2020

14th September 2020

13th November 2020


Course Details

The foundation course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective, including:

Background

  • Evolution of the UK market abuse regime
  • Importance of market conduct and integrity
  • Structure of the legislation

Market abuse criminal regime

  • Insider dealing
  • Market manipulation
  • Criminal sanctions

Market Abuse Regulation (MAR)

  • Application – who is obligated, what financial instruments, what markets
  • Scope and exemptions
  • Breaches and penalties
  • Inside information and insider dealing
  • Public disclosure of inside information
  • Insider lists
  • Market soundings
  • Market manipulation
  • Managers’ transactions
  • Investment recommendations
  • Whistle-blowing
  • Relevant case studies

Systems and Controls

  • Prevention and detection of market abuse: Best practice measures and regulatory expectations
  • Market abuse risk assessments
  • Automated and manual surveillance arrangements
  • Suspicious transaction and order reports (STORs)
  • Typical signs of market abuse and potential red flags
  • Relevant case studies

Who is this course suitable for?

This course is suitable for anyone who is involved with trade or transaction reporting.

Cost:

£600 plus VAT (UnaVista client rate)

£800 plus VAT (non-UnaVista client rate)

NB: UnaVista clients will be invoiced the fee. Non-UnaVista clients can pay by credit card.

Other courses you might be interested in

UnaVista and the London Stock Exchange run a number of other courses on both financial regulation and the UnaVista platform, please check the website for the most up to date times.

Please contact us on +44 (0)20 7797 1214 for further details on our products and services.

Can't attend this time? Register your interest here for the next Transaction Reporting Foundation Course.

Before booking, please ensure you have read our cancellation policy.


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Location

London Stock Exchange

10 Paternoster Square

London

EC4M 7LS

United Kingdom

View Map

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