Market Abuse Fundamentals Course (MAR)

The Market Abuse Fundamentals Course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective.

This course has been accredited and CPD endorsed by the Chartered Institute for Securities & Investment

All our courses are delivered by experts in the regulatory field.

There are various course dates available throughout 2024.

Course Dates

• 28 February 2024 (9.00am – 1.00pm)
• 25 April 2024 (1.00pm – 5.00pm)
• Further dates to be added

Course Details

The foundation course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective, including:

Background

• Evolution of the UK market abuse regime
• Importance of market conduct and integrity
• Structure of the legislation

Market abuse criminal regime

• Insider dealing
• Market manipulation
• Criminal sanctions

Market Abuse Regulation (MAR)

• Application – who is obligated, what financial instruments, what markets
• Scope and exemptions
• Breaches and penalties
• Inside information and insider dealing
• Public disclosure of inside information
• Insider lists
• Market soundings
• Market manipulation
• Managers’ transactions
• Investment recommendations
• Whistle-blowing
• Relevant case studies

Systems and Controls

• Prevention and detection of market abuse: Best practice measures and regulatory expectations
• Market abuse risk assessments
• Automated and manual surveillance arrangements
• Suspicious transaction and order reports (STORs)
• Typical signs of market abuse and potential red flags
• Relevant case studies

If you have any questions please contact us on the following email address: RegReportingTraining@lseg.com

Who is this course suitable for?

This course is suitable for anyone who is involved with trade or transaction reporting.

Cost:

£600 plus VAT (Regulatory Reporting clients)

£800 plus VAT (Non-Regulatory Reporting clients)

NB: Fee can be invoiced or payment can be made with a debit or credit card at checkout.

Other courses you might be interested in

Regulatory Reporting and the London Stock Exchange run a number of other courses on both financial regulation and the Regulatory Reporting platform, please check the website for the most up to date times.

Before booking, please ensure you have read our cancellation policy.

This webpage contains information which without limitation consists of text, data, graphics, photographs, illustrations, artwork, names, logos, trade marks, service marks (“Information”), some of which is connected with London Stock Exchange Group plc and its subsidiaries (“LSEG”) (the “LSEG Information”). LSEG attempts to ensure the LSEG Information is accurate, but no responsibility or liability is accepted by or on behalf of the LSEG for any errors, omissions, or inaccurate Information on this webpage. LSEG does not guarantee the accuracy, timeliness, completeness, performance or fitness for a particular purpose of the webpage or any of the Information or LSEG Information on it, and is provided for information purposes only.

No action should be taken or omitted to be taken in reliance upon Information on this webpage. We accept no liability for the results of any action taken on the basis of the Information or for any loss from use of this webpage.

In the unlikely occurrence that any of our training events have to be cancelled or postponed due to circumstances beyond our control, we cannot be held responsible for any costs incurred by the event attendee. The LSEG group companies do not provide investment advice and nothing in this communication should be taken as constituting financial or investment advice.

To the extent permitted by applicable law, LSEG expressly disclaims all liability howsoever arising whether in contract, tort (or deceit) or otherwise (including, but not limited to, liability for any negligent act or omissions) to any person in respect of any claims, loss or damage of any nature arising directly or indirectly from: (i) anything done or the consequences of anything done or omitted to be done wholly or partly in reliance upon the whole or any part of the contents of this webpage; (ii) the use of any data or materials provided at an event organised by or behalf of LSEG, or on this webpage or unauthorized access to this webpage or otherwise; (iii) to any personal property left unattended during an event organised by LSEG unless caused by the negligence of LSEG or its employees; or (iv) death or any personal injury suffered by you at an LSEG event unless caused by the negligence of LSEG or its employees.

London Stock Exchange is a trade mark of London Stock Exchange plc.