£100 – £150

MASTER: SM&CR and IDD Workshop

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London (venue details to follow)

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Refunds up to 30 days before event

Event description

Description

So much regulation. So many changes. So many acronyms! Fear not, we’re here to upskill you and your knowledge, so you feel prepped and ready for the upcoming changes. In 2019 we will be looking at the Senior Manager and Certification Regime, as well as the Insurance Distribution Directive. Two birds, one stone!


What will it cover?

This fully interactive workshop will demystify the rules around SM&CR and the IDD, and provide you with information and guidance to ensure your firm fully meets these requirements. It will equip you with the practical tools and knowledge and implement any necessary changes and to minimise any risks within your company from these changes in legislation.


Why should I attend?

At the end of the course, delegates will be able to:

  • Fully understand the upcoming changes being effected by SM&CR and IDD
  • Have created an action plan for the implementation of SM&CR to their business
  • Be clear on the IDD requirements for each adviser, and how this can be measured
  • Have both an action plan and ongoing monitoring structure to ensure IDD requirements are met and continue to be achieved


Who will be hosting?

The event will be hosted by Rory Percival, of Rory Percival Training & Consultancy and Catih Harrison, Founder & Owner of both Para-Sols and Apricity.

Rory was ‘the face of the FCA’ to advisory firms for many years. He worked at the regulator for 10 years and was involved with many high profile projects such as risk profiling, centralised investment propositions, the RDR, research and due diligence, and the assessing suitability review as well as speaking regularly at conferences. He is also a member of the Personal Finance Society Board.

Cathi is the Founder and Director of Apricity and sister company Para-Sols, an outsourced paraplanning firm. She holds both the Chartered and Certified Financial Planner status as well as being a Fellow of the Personal Finance Society.

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Date and Time

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London (venue details to follow)

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Refund Policy

Refunds up to 30 days before event

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