£78 – £114

MASTER: SM&CR Workshop July (London)

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Location

Location

Seven Investment Management LLP 3rd Floor

55 Bishopsgate

London

EC2N 3AS

United Kingdom

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Refund Policy

Refund Policy

Refunds up to 30 days before event

Event description

Description

So much regulation. So many changes. So many acronyms! Fear not, we’re here to upskill you and your knowledge, so you feel prepped and ready for the upcoming changes. In 2019 we will be looking at the Senior Manager and Certification Regime.

What will it cover?

This fully interactive workshop will demystify the rules around SM&CR, and provide you with information and guidance to ensure your firm fully meets these requirements. It will equip you with the practical tools and knowledge and implement any necessary changes and to minimise any risks within your company from the changes in legislation.

Why should I attend?

SM&CR is a big change to many firms, our workshops provide you with a clear plan of action, and a framework to do so. On the day we will help advisers to;

  • Create and establish a project plan.
  • Prioritise internal procedures and training plans.
  • Understand how the regime will affect Senior Managers and understand the new responsibilities they will have.
  • Learn new requirements for recruitment and HR procedures.
  • Understand the new conduct rules training and the content to be covered.

Who will be hosting?

The event will be hosted by Apricity's Compliance Manager, Paul Taylor.

Paul is Compliance Support Manager in Apricity and has spent almost 20 years in Financial Services, predominantly as an adviser, before crossing over into the world of compliance. He holds a Diploma in Financial Services, CF8, MAQ, and J07 and is currently Completing Pension Specialist qualification.

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Date and Time

Location

Seven Investment Management LLP 3rd Floor

55 Bishopsgate

London

EC2N 3AS

United Kingdom

View Map

Refund Policy

Refunds up to 30 days before event

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