£120 – £180

MASTER: Supervisor Workshop (Leeds)

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Date and Time

Location

Location

Brewin Dolphin

10 Wellington Place

Leeds

LS1 4AN

United Kingdom

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Refund Policy

Refund Policy

Refunds up to 7 days before event

Event description

Description

We live in an ever-changing world of regulation. It’s a minefield (perhaps often, feels more like a battlefield?). But fear not, we’re running a workshop, which is specifically designed to improve the level of supervision within your firm, enabling you to get the most of our your supervisors, advisers, and everyone reducing risk across the whole company.


What will it cover?

This fully interactive workshop will focus on the knowledge, skills and behaviours required to meet and exceed the supervision requirements within a regulated financial planning firm. Through practical, scenario-based examples, the workshop will bring the challenges of supervision to life.

9.00 – 9.30 Arrival and refreshments

9.30 – 11.00 Regulatory framework

11.00 – 11.15 Refreshment break

11.15 – 12.30 The supervisor role

12.30 – 13.00 Lunch

13.00 – 14.30 Observation skills

14.30 – 14.45 Refreshment break

14.45 – 15.55 Personality and change management

15.55 – 16.00 Close


Why should I attend?

At the end of the course, delegates will be able to:

  • Explain the regulatory background and T&C rules
  • Explain the role of communication in effective supervision
  • Explain the learning process and utilise it to the benefit of colleagues
  • Demonstrate effective coaching and counselling techniques
  • Set and measure objectives effectively
  • Conduct effective observation meetings, giving appropriate feedback and setting follow up objectives


Who will be hosting?

The event will be hosted by Paul Taylor, of Apricity Compliance.

Paul is Compliance Support Manager in Apricity and has spent almost 20 years in Financial Services, predominantly as an adviser, before crossing over into the world of compliance.

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Date and Time

Location

Brewin Dolphin

10 Wellington Place

Leeds

LS1 4AN

United Kingdom

View Map

Refund Policy

Refunds up to 7 days before event

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