MiFIR Advanced Transaction Reporting Course
£0 – £737.94
MiFIR Advanced Transaction Reporting Course

Multiple Dates

MiFIR Advanced Transaction Reporting Course

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Location

London Stock Exchange

10 Paternoster Square

London

EC4M 7LS

United Kingdom

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Event description

Description

Following on from the CPD certified MiFID Transaction Reporting Foundation courses we have been running for the past 3 years London Stock Exchange have developed a new advanced course for MiFIR.

The MiFIR Transaction Reporting Advanced course provides operations and compliance staff with a in-depth view of reporting requirements. The course will look at the detailed trading scenarios, including some more exotic trades, and in-depth field analysis.

There are various course dates available throughout 2017. All courses run from 9am- 1.00pm on the day specified.

All course dates will be accompanied by an exam to provide evidence that the candidates have reached an appropriate level of understanding. The exam runs from 9am-10am on the dates listed above.

NB: You will be scheduled to sit the exam in the same month that you take the course. All attendees must ensure they are available for both the course and the relevant exam per the dates listed above. Any attendee not available for the exam must pay an additional £100 re-sit fee.

Course Details

The Advaned course provides in-depth training on MiFIR transaction reporting requirements including:

Detailed Trading Scenarios

  • Chains and Direct Electronic Access

  • Give-ups

  • Reporting against buy-side

  • Embedding transmission of order data

  • By Asset Class – equity, debt, FX, Commodity and Interest Rate Derivatives

  • OTC derivatives and retail derivatives

  • Changes in notional amounts

  • Buy-side scenarios

  • Branch reporting

Data flows

  • Importance of ESMA reference data and 7 day rejection period

General Principals

  • Trading Capacity and impact on ‘buyer’/’seller’ fields

  • Transmission of order – implications for buy-side

  • Basic trading scenarios

Detailed Field Analysis

  • Complex validations

  • Transmission of order – implications for buy-side

Test Questions

ESMA expects firms to have appropriate training for staff in transaction reporting as part of their systems and controls. The London Stock Exchange Group Transaction Reporting Advanced Course provides perfect evidence that this requirement has been met.

Cost:

£500 plus VAT (UnaVista client rate)

£700 plus VAT (non-UnaVista client rate)

NB: UnaVista clients will be invoiced the fee. Non-UnaVista clients can pay by credit card.

Course Tutor - David Nowell

David Nowell is Head of Industry Relations and Regulatory Compliance at the London Stock Exchange. He has over 20 years financial services experience on both sides of the regulatory fence, having worked previously for the FCA, Reuters and Credit Suisse.

Who is this course suitable for?

This course is is for advanced practictioners of MiFIR reporting, it is advised that people complete the foundation course prior to the advanced.

Other courses you might be interested in

UnaVista and the London Stock Exchange run a number of other courses on both financial regulation and the UnaVista platform, please check the website for the most up to date times. Courses being run include:

MiFIR Foundation Course

MiFID Reporting Foundation Course

EMIR Reporting Foundation Course

Please contact us on +44 (0)20 7797 1214 for further details on our products and services.

If you are interested in any of these courses please take a look at our website for details of the next available session.

Can't attend this time? Register your interest here for the next Transaction Reporting Advanced Course.

Before booking, please ensure you have read our cancellation policy.

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Location

London Stock Exchange

10 Paternoster Square

London

EC4M 7LS

United Kingdom

View Map

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