£288.14

MiFIR Transaction Reporting Core Training

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Event description
A CPD-accredited and CISI-endorsed MiFIR Transaction Reporting training course delivered by Regulatory Reporting expert.

About this Event

*** Please note, due to the current pandemic all of our training courses are now virtual events via video conferencing. They will be held in two, 2 hour sessions across two consecutive days. Once you have purchased a ticket, the joining details will be emailed to you within 2 working days***

Regulatory reporting experts Kaizen Reporting have introduced a CPD-accredited and CISI-endorsed  MiFIR Transaction Reporting training course. The half-day workshop is led by David Nowell, one of the UK's leading experts on MiFIR and EMIR reporting.

Overview: The course will provide delegates with a core understanding of MiFIR transaction reporting requirements.

The course includes an exam which will be scheduled for approximately two weeks after the workshop date in a classroom environment. Please ensure you are available for both the course and exam dates.

Who is it for? The course will most benefit employees of financial institutions already involved in or those who are new to transaction reporting.

Benefits: Attendees will gain a greater understanding of the MiFIR transaction reporting requirements to reduce the risk of inaccurate reporting which can lead to sanctions. 

Course Dates:

  • PART ONE: 10:00AM - 12:00PM 7th July 2020
  • PART TWO: 10:00AM - 12:00PM 8th July 2020

  • PART ONE: 10:00AM - 12:00PM 29th September 2020
  • PART TWO: 10:00AM - 12:00PM 30th September 2020

  • PART ONE: 10:00AM - 12:00PM 1st December 2020
  • PART TWO: 10:00AM - 12:00PM 2nd December 2020

Please contact us for in-house options.

Topics Covered:

  • Regulatory drivers behind the transaction reporting regime
  • Reporting scope – the entities which have a transaction reporting requirement,
  • Instruments within scope and what constitutes execution of a transaction
  • Systems and controls required for transaction reporting
  • Legal entity identification and private individual identification standards
  • Instrument reference data standards
  • How to build a basic transaction report
  • The fields that comprise a transaction report.

Costs:

£225 plus VAT (Standard online training rate)

NB- A small platform fee is applied by Eventbrite

Meet the Trainer:

David Nowell - Senior Regulatory Reporting Specialist

David has over 30 years’ financial services experience on both sides of the regulatory fence, having worked previously for the FCA, Reuters, Credit Suisse and the London Stock Exchange. David was a Technical Specialist within the Transaction Monitoring Unit at the FCA, where he was responsible for shaping the transaction reporting rules and providing guidance to UK firms. Read David's full bio.

The event is also subject to Kaizen's General Terms and Conditions and Cancellation Policy.

Kaizen's Training General Terms and Conditions and Cancellation Policy

Registration and Payment - Course delegates should register for the course on Eventbrite by completing the online registration. Registration must be completed 48 hours before the closing date.

Venue – Due to the pandemic our courses are now online, via a video conferencing platform. Delegates are responsible for their own internet connection and IT equipment to join the training.

Intellectual property rights in the Course and Course Materials –  The discounted virtual training does not include exam or supporting documentation. All intellectual property rights in course documentation supplied by Kaizen are and shall remain property of the Kaizen and therefore any exploitation, copying or distribution in any form of the same is strictly prohibited, except with the written consent of Kaizen. The delegate or organisation (whichever is applicable) shall not at any time use the name, logo or trademark of the Kaizen without the written consent of Kaizen.

Cancellation Policy – Substitute delegates may be made subject to notifying Kaizen of the change in attendees at least 24 hours before of the course start date. If you are an organisation, details of all delegates must be given to Kaizen at least 48 hours in advance of the course date.

A full refund will be given for cancellation requests received at least 10 working days before the course. Cancellations must be made by email to: training@kaizenreporting.com and must be received at least 10 working days before the course. Course delegates who cancel 10-5 working days prior to the course will receive a refund equal to 50% of the fee. No refund will be given for cancellations received less than 5 working days before the course.

Kaizen in its absolute discretion reserves the right to cancel the course due to unforeseen circumstances; in such circumstances Kaizen will use reasonable endeavours to contact the delegate or organisation (whichever is applicable) by email.

Liability – Kaizen shall use every effort to ensure that the contents of the course are accurate and up to date but Kaizen shall not be liable for any inaccurate or misleading information, nor for any consequential damage or expense or any loss of profit or any liability to third parties incurred as a result of reliance on such information which is provided for educational purposes only. Kaizen will provide an additional conference line number for anyone that experiences connection issues during any virtual training. However, Kaizen cannot be held accountable for any technology issues that occur during the virtual training due to external platform.

Kaizen aggregate liability under this agreement shall be limited to the total fees payable under this Agreement. Nothing in this Agreement shall limit the liability for death, fraud or personal injury caused by its negligence.

If you have queries regarding the course please send an email to training@kaizenreporting.com

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