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Operational Resilience – The Road Ahead

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America Square Conference Centre

One America Square

London

EC3N 2LB

United Kingdom

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Broadgate Search Social would like to invite you to our next London-based Social focusing on the topic of Operational Resilience.

About this Event

A panel of experienced industry professionals will discuss the regulators’ direction of travel based on their consultation papers published in December, with additional insight provided by the comprehensive operational resilience survey currently being carried out with the ORIC membership. The chair, Adrian McCarthy, will also ask the panel to share their experience of their own firms’ existing approaches to operational resilience as well as the next steps they intend to take on the road ahead.

We are delighted to be partnering with ORIC International and PRMIA. ORIC International is the leading operational risk consortium for the (re)insurance and asset management sector globally. PRMIA is a member-led association, dedicated to defining and implementing the best practices of risk management.

The panel:

- Adrian McCarthy - Senior Advisor at Broadgate Search (Chair)

- Des Moore - CEO at Cumberland Building Society

- Justin Elks - Managing Director at Crowe LLP UK

- Naomi Springate - Director, Operational Resilience at Lloyds Banking Group

- Stephen Wilcox - Chief Risk Officer at Pension Protection Fund

- Santosh Pandit - Senior Manager at Prudential Regulation Authority

Adrian McCarthy

Adrian’s career has included roles as Operational Risk and Governance Technical Specialist at the UK FSA & FCA, Group Customer Development Director at Lloyds Banking Group, Litigation Partner at Dentons solicitors, IT & Operations Director in the Lloyd’s of London Insurance Market, and as a Fintech Supervisor at the Dubai Financial Services Authority. Adrian currently carries out Board Effectiveness Reviews.

Des Moore

Des is currently leading the UK’s 10th largest building society through a significant change programme to future proof its business and secure a sustainable future for its Members, Communities and People.

He is a senior business leader with over 30 years’ experience in retail and commercial banking.

Justin Elks

Justin is a managing director of the Crowe LLP UK consulting practice and is Crowe’s UK insurance sector and ERM lead. He specialises in governance, risk and capital management, helping business to add value in a regulated environment. Justin has more than 25 years of experience providing designing, delivering, and leading practical, value-adding governance, risk and capital management approaches, operating models, and functions.

Naomi Springate

Naomi joined Lloyds Banking Group's Chief Security Office in April 2017. She owns the Group's Operational Resilience Strategy, acts as policy owner for Information Security (including Cyber, Identity Access Management), Business Continuity (including Incident Management) and Physical Security, setting the standards for the Group and driving prudent security culture across the Group’s business Divisions and extended enterprise. Naomi also has responsibility for security engagement and education, working directly with the customer-facing businesses to reduce security risks and protect customers.

Stephen Wilcox

Stephen’s role is to make sure we understand the risks we face and are managing them where possible. He is responsible for the oversight of all risk-related issues, including enterprise and investment risk functions. Stephen leads on the development of strategy and policy around risk management. His team uses financial modelling to look into the future and seek to understand our financial position in the decades to come.

Santosh Pandit

Santosh has 30 years experience in banking, investment banking, insurance and regulation. His responsibilities at the PRA include providing expert support to Insurance supervisors on Operational and Cyber Resilience. Santosh represented the UK in the Cyber & IT Project Group at EIOPA and in the Cyber sub-stream of the EU-US Insurance Project. In his spare time, Santosh creates a range of cloud based systems to test their resilience to cyber-attacks. His academic qualifications include B.Tech. in Computer Science and Engineering.

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Date and Time

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America Square Conference Centre

One America Square

London

EC3N 2LB

United Kingdom

View Map

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