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Register Your Interest Now! Regulatory Foundation Courses 2018

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London Stock Exchange Group

10 Paternoster Square

London

EC4M 7DX

United Kingdom

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The London Stock Exchange is committed to offering the very best in Training Services. All our courses are designed to help industry practitioners understand the relevant regulations that affect the transaction reporting market. Our courses are certified and endorsed by CISI and CPD with certifications awarded for those passing their chosen exam.

We are happy to deliver the chosen course on-site should your organsation prefer on-site training. Please contact us to find out more at unavistatraining@lseg.com.

Courses are also available overseas in North America including MiFIR and EMIR.

Dates are continuously being added, so please register your interest and we will inform you when the courses become available.

Current and Upcoming Courses

  • MiFIR Transaction Reporting Foundation Course
    This course provides operations and compliance staff with a thorough grounding in the MiFIR regulatory transaction reporting requirements. The course fee is £600 excl. VAT for clients and £800 excl. VAT for non-clients.
  • MiFIR Advanced Transaction Reporting Course
    The MiFIR Advanced Transaction Reporting Course provides operations and compliance staff with a in-depth view of reporting requirements. The course will look at the detailed trading scenarios, including some more exotic trades, and in-depth field analysis. All our courses are delivered by experts in the regulatory field. The course fee is £600 excl. VAT for clients and £800 excl. VAT for non-clients.
  • EMIR Trade Reporting Foundation Course
    London Stock Exchange Group have developed an EMIR Reporting Foundation course to provide operations and compliance staff with a thorough grounding in the EMIR reporting requirements. This course includes the New RTS requirements (Level 3). All our courses are delivered by experts in the regulatory field. The course fee is £600 excl. VAT for clients and £800 excl. VAT for non-clients.
  • MAR (Market Abuse Regulation) Fundamentals Course
    A comprehensive MAR Foundation Course incorporating the all mandatory technical standards as well as a field by field analysis to ensure you are compliant when reporting. The course fee is £600 excl. VAT for clients and £800 excl. VAT for non-clients.
  • SFTR (Securities Financing Transactions Regulation) Transaction Reporting Foundation Course
    A comprehensive SFTR Foundation Course incorporating the all mandatory technical standards as well as a field by field analysis to ensure you are compliant when reporting. The course fee is £600 excl. VAT for clients and £800 excl. VAT for non-clients.
  • MiFIR Transaction Reporting Foundation Course for North America
    MiFIR can impact U.S. entities as well as European firms. The new MiFIR Transaction Reporting Foundation course (CPD certified and endorsed by CISI) will provide operations and compliance staff with a thorough grounding in the regulatory transaction reporting requirements. As well as detailing the regulatory reporting data standards, the course explains the systems and controls the ESMA expects firms to have over transaction reporting. All our courses are delivered by experts in the regulatory field.
    £600 ($780) excl. VAT UnaVista Client Rate
    £800 ($1,180) excl. VAT UnaVista Non-Cient Rate
  • EMIR Trade Reporting Foundation Course for North America
    London Stock Exchange Group have developed an EMIR Reporting Foundation course to provide operations and compliance staff with a thorough grounding in the EMIR reporting requirements. This course includes the New RTS requirements (Level 3). All our courses are delivered by experts in the regulatory field.
    £600 ($780) excl. VAT UnaVista Client Rate
    £800 ($1,180) excl. VAT UnaVista Non-Cient Rate

Please contact us at unavistatraining@lseg.com with any questions or queries.

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London Stock Exchange Group

10 Paternoster Square

London

EC4M 7DX

United Kingdom

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