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Chateau Impney Hotel & Exhibition Centre

Droitwich

WR9 0BN

United Kingdom

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RWA Business Consultancy, one of the leading compliance consultancies in the UK, is hosting a FREE full-day workshop on the Senior Managers and Certification Regime (SM&CR) on 12 September 2019 at the Chateau Impney Hotel, Droitwich, Worcestershire.

The event will offer insight, discussion and practical guidance about the new regime, which will apply to FCA solo-regulated firms from 9 December 2019.

The session will include the following:

  • An overview of SM&CR, its context and the FCA’s priorities
  • SM&CR Identification – who fits in where under the new regime and what is required?
  • The FCA’s Conduct Rules and how they apply to Senior Managers and all financial services staff

The keynote speaker will be John King, who has a wealth of regulatory experience, having spent 16 years with the FCA in front line supervision. John will be joined by RWA consultants Steve Walton and Kirk Ford, who have taken a leading role in delivering SM&CR services to RWA’s clients.

SM&CR is a key priority for the FCA in improving governance and culture, so it’s important for firms to be aware of what they need to do to be prepared for the new regime.

Date: 12 September 2019

Time: 10:00-15:00 (doors open at 9:30, please arrive on time for a prompt 10am start)

Location: Chateau Impney Hotel and Exhibition Centre, Droitwich, Worcestershire, WR9 0BN

Lunch and refreshments will be provided

Price: FREE

Places limited (only two delegates per organisation) – booking essential

Contact: helpdesk@rwagroup.co.uk for more details

Date and Time

Location

Chateau Impney Hotel & Exhibition Centre

Droitwich

WR9 0BN

United Kingdom

View Map

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