Seminar on Risk-Based-Approach in KYC and AML

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Date and Time

Location

Location

One Island East

18 Westlands Road

23/F in The Executive Center

Quarry Bay, Hong Kong Island

Hong Kong

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Event description

Description

Explore best-practices to fulfil the risk-based-approach to KYC and AML requested by SFC and HKMA in their guidelines for a comprehensive risk management in the financial industry. Our speakers will outline practical solutions for medium sized asset management and brokerage firms in Hong Kong. We will show examples how the risk-based-approach can be realized with a systematic software tool as the Pythagoras Solutions.


AGENDA

9:00 - 9:30am

Registration and networking with coffee, tea and snacks

9:30 - 9:40am

Welcome remarks and introduction

by Nicholas Tsoi, Pythagoras

9:40 - 10:30am

Presentation on best-practice of risk segmentation and targeted KYC

by Justin Lam (Senior Manager) and Ernest Yiu (Associate Partner)

Ernst & Young Advisory Services Limited

10:30 - 11:00am

Networking break with coffee, tea and snacks

11:00 - 12:00

Demonstration of examples and case studies for risk-based KYC and AML screening

by William Kwok (Head of Support Asia), Pythagoras Asia Ltd.

12:00 - 12:20

Q&A and discussion

12:20 - 12:30

Closing remarks


The seminar will be held in Cantonese with some English, depending on the audience.

Date and Time

Location

One Island East

18 Westlands Road

23/F in The Executive Center

Quarry Bay, Hong Kong Island

Hong Kong

View Map

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