SFTR Reporting Core Training

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A CPD-accredited and endorsed by CISI SFTR Reporting Core Training, delivered by SFTR expert Jonathan Lee.

About this Event

*** Please note, due to the current pandemic all of our training courses are now virtual events via video conferencing. They will be held in two, 2 hour sessions across two consecutive days. Once you have purchased a ticket, the joining details will be emailed to you within 2 working days***

Regulatory reporting experts Kaizen Reporting have introduced a CPD-accredited and endorsed by CISI( Chartered Institute for Securities & Investment),  SFTR Transaction Reporting training course. The half-day workshop is led by Jonathan Lee, an expert in a number of regulatory regimes in the transaction reporting, trade reporting, liquidity reporting and prudential supervisory space.

Overview: This half-day course will provide a detailed overview of the reporting requirements and an in-depth study of how to comply with the regulation. We will thoroughly review the scope, nature of reportable activities and how to complete reports. Appropriate controls, standards and industry wide engagements will also be discussed.  

Who is it for? Anyone involved in SFTR implementation from both sell-side and buy-side investment firms, corporate treasuries engaged in SFT business, CCPS, CSDs, triparty agents, agent lenders with own account SFT business or delegated reporting to deliver. 

Benefits: Attendees will gain a detailed understanding of the SFTR reporting requirements to ensure a high level of regulatory compliance at go-live in 2020.

Course Dates

  • PART ONE: 10:00AM - 12:00PM 23rd June 2020
  • PART TWO: 10:00AM - 12:00PM 24th June 2020

  • PART ONE: 14:00PM - 16:00PM 15th September 2020
  • PART TWO: 14:00PM - 16:00PM 16th September 2020

  • PART ONE: 10:00AM - 12:00PM 17th November 2020
  • PART TWO: 10:00AM - 12:00PM 18th November 2020

Please contact us for in-house options.


£225 plus VAT (Standard virtual training rate)

NB- A small platform fee is applied by Eventbrite

Meet the Trainer:

Jonathan Lee- Senior Regulatory Reporting Specialist

He has 20 years of front to back investment banking experience. Jonathan’s focus over the past five years has been on the emergence of new regulations covering securities financing, money market reporting and collateral reuse. In this capacity, he has been closely engaged with the FSB, ESMA, ECB and Bank of England and has been at the forefront of educational and advocacy efforts in the forthcoming Securities Financing Transaction Reporting (SFTR) regime. Read Jonathan's full bio.

The event is also subject to Kaizen's General Terms and Conditions and Cancellation Policy.

Kaizen's Training General Terms and Conditions and Cancellation Policy

Registration and Payment - Course delegates should register for the course on Eventbrite by completing the online registration. Registration must be completed 48 hours before the closing date.

Venue – Due to the pandemic our courses are now online, via a video conferencing platform. Delegates are responsible for their own internet connection and IT equipment to join the training.

Intellectual property rights in the Course and Course Materials – The discounted virtual training does not include exam or supporting documentation. All intellectual property rights in course documentation supplied by Kaizen are and shall remain property of the Kaizen and therefore any exploitation, copying or distribution in any form of the same is strictly prohibited, except with the written consent of Kaizen. The delegate or organisation (whichever is applicable) shall not at any time use the name, logo or trademark of the Kaizen without the written consent of Kaizen.

Cancellation Policy – Substitute delegates may be made subject to notifying Kaizen of the change in attendees at least 24 hours before of the course start date. If you are an organisation, details of all delegates must be given to Kaizen at least 48 hours in advance of the course date.

A full refund will be given for cancellation requests received at least 10 working days before the course. Cancellations must be made by email to: training@kaizenreporting.com and must be received at least 10 working days before the course. Course delegates who cancel 10-5 working days prior to the course will receive a refund equal to 50% of the fee. No refund will be given for cancellations received less than 5 working days before the course.

Kaizen in its absolute discretion reserves the right to cancel the course due to unforeseen circumstances; in such circumstances Kaizen will use reasonable endeavours to contact the delegate or organisation (whichever is applicable) by email.

Liability – Kaizen shall use every effort to ensure that the contents of the course are accurate and up to date but Kaizen shall not be liable for any inaccurate or misleading information, nor for any consequential damage or expense or any loss of profit or any liability to third parties incurred as a result of reliance on such information which is provided for educational purposes only. Kaizen will provide an additional conference line number for anyone that experiences connection issues during any virtual training. However, Kaizen cannot be held accountable for any technology issues that occur during the virtual training due to external platform.

Kaizen aggregate liability under this agreement shall be limited to the total fees payable under this Agreement. Nothing in this Agreement shall limit the liability for death, fraud or personal injury caused by its negligence.

If you have queries regarding the course please send an email to training@kaizenreporting.com

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