Regulatory reporting experts Kaizen Reporting have introduced a CPD-accredited and endorsed by CISI( Chartered Institute for Securities & Investment), SFTR Transaction Reporting training course. The half-day workshop is led by Jonathan Lee, an expert in a number of regulatory regimes in the transaction reporting, trade reporting, liquidity reporting and prudential supervisory space.

Overview: This half-day course will provide a detailed overview of the reporting requirements and an in-depth study of how to comply with the regulation. We will thoroughly review the scope, nature of reportable activities and how to complete reports. Appropriate controls, standards and industry wide engagements will also be discussed.

Who is it for? Anyone involved in SFTR implementation from both sell-side and buy-side investment firms, corporate treasuries engaged in SFT business, CCPS, CSDs, triparty agents, agent lenders with own account SFT business or delegated reporting to deliver.

Benefits: Attendees will gain a detailed understanding of the SFTR reporting requirements to ensure a high level of regulatory compliance at go-live in 2020.

Course Dates

• 29th January 2020 (Course Day)

• 12th February 2020 (Exam Day)
  
  

• 26th February 2020 (Course Day)

• 11th March 2020 (Exam Day)
  
  

• 25th March 2020 (Course Day)

• 8th April 2020 (Exam Day)
  
  

• 27th May 2020 (Course Day)

• 10th June 2020 (Exam Day)
  
  

• 30th September 2020 (Course Day)

• 14th October 2020 (Exam Day)
  
  

• 28th October 2020 (Course Day)

• 11th November 2020 (Exam Day)
  
  

• 25th November 2020 (Course Day)

• 9th December 2020 (Exam Day)

Costs:

£480 plus VAT (Kaizen Client rate)

£600 plus VAT (Kaizen Non-client rate)

NB- All delegates will be invoiced the fees.

Meet the Trainer:

Jonathan Lee- Senior Regulatory Reporting Specialist

He has 20 years of front to back investment banking experience. Jonathan’s focus over the past five years has been on the emergence of new regulations covering securities financing, money market reporting and collateral reuse. In this capacity, he has been closely engaged with the FSB, ESMA, ECB and Bank of England and has been at the forefront of educational and advocacy efforts in the forthcoming Securities Financing Transaction Reporting (SFTR) regime. Read Jonathan's full bio.

The event is also subject to Kaizen's General Terms and Conditions and Cancellation Policy.

Kaizen's Training General Terms and Conditions and Cancellation Policy

Registration - Course delegates should register for the course on Eventbrite by completing the online registration. Registration must be completed before the closing date.

Venue – The course venue shall be a Central London location.

Payment – The course fee includes the exam and all supporting documentation supplied by Kaizen for the course. Delegates are responsible for their own travel and accommodation arrangements. Once your registration has been confirmed, Kaizen shall issue you with an invoice. Full payment of the fees must be received by Kaizen the sooner of 2 clear business days before the course or 28 days after the date of the invoice.

Intellectual property rights in the Course and Course Materials – All intellectual property rights in course documentation supplied by Kaizen are and shall remain property of the Kaizen and therefore any exploitation, copying or distribution in any form of the same is strictly prohibited, except with the written consent of Kaizen. The delegate or organisation (whichever is applicable) shall not at any time use the name, logo or trademark of the Kaizen without the written consent of Kaizen.

Cancellation Policy – Substitute delegates may be made subject to notifying Kaizen of the change in attendees at least 24 hours before of the course start date. If you are an organisation, details of all delegates must be given to Kaizen at least 48 hours in advance of the course date.

A full refund will be given for cancellation requests received at least 10 working days before the course. Cancellations must be made by email to: training@kaizenreporting.com and must be received at least 10 working days before the course. Course delegates who cancel 10-5 working days prior to the course will receive a refund equal to 50% of the fee. No refund will be given for cancellations received less than 5 working days before the course.

Kaizen in its absolute discretion reserves the right to cancel the course due to unforeseen circumstances; in such circumstances Kaizen will use reasonable endeavours to contact the delegate or organisation (whichever is applicable) by email.

Liability – Kaizen shall use every effort to ensure that the contents of the course are accurate and up to date but Kaizen shall not be liable for any inaccurate or misleading information, nor for any consequential damage or expense or any loss of profit or any liability to third parties incurred as a result of reliance on such information which is provided for educational purposes only.

Kaizen aggregate liability under this agreement shall be limited to the total fees payable under this Agreement. Nothing in this Agreement shall limit the liability for death, fraud or personal injury caused by its negligence.

If you have queries regarding the course please send an email to training@kaizenreporting.com