SM&CR Conduct Rules for Senior Managers in Insurance Firms

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Location

London

London

United Kingdom

Refund Policy

Refund Policy

Refunds up to 7 days before event

Event description

Description

Overview:

From 10 December 2018, the revised Approved Persons Regime (APR) has been replaced by the Senior Managers & Certification Regime (SM&CR) for insurers.

This course will help you understand and comply both the new SM&CR Conduct Rules training and notification requirements for senior managers and the FMSA 2000 training requirements.

We cover the roles, responsibilities and Conduct Rules for senior staff in insurance organisations, with emphasis on ‘Tier 2’ Rules applicable to senior management.

Who is it for?:

For compliance officers (CF10 and CF10a), senior managers (CF29), non-executive directors and those with responsibility for implementing the new training requirements in an insurance firm.

Learning Outcomes:

  • Understanding the application of SM&CR to your business
  • How the Conduct Rules apply to the role of the Senior Manager
  • How to comply with FMSA S 64 requirements for training
  • How to comply with breach reporting requirements



FAQs

What can I bring into the event?

Just a notepad and pen!

What's the refund policy?

A full refund is offered up to seven (7) days prior to the event

Do I have to bring my printed ticket to the event?

You do NOT require a printed ticket. We will have a record of your payment.

Is my registration fee or ticket transferrable?

Yes. We ask that you let us know prior to the event via info@icompli.co.uk

Is it ok if the name on my ticket or registration doesn't match the person who attends?

Yes, that's OK. You can transfer your ticket to another member of staff if you can't attend for some reason.

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Date and Time

Location

London

London

United Kingdom

Refund Policy

Refunds up to 7 days before event

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