£234

SM&CR Individual Conduct Rules for All Staff in Insurance Firms

Event Information

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Location

Location

Birmingham

Birmingham

United Kingdom

Refund Policy

Refund Policy

Refunds up to 7 days before event

Event description

Description

This course covers the roles, responsibilities and Conduct Rules for ALL STAFF in insurance organisations to ensure compliance with the new SM&CR Conduct Rules training and notification requirements from December 2018

OVERVIEW

From 10 December 2018, the revised Approved Persons Regime (APR) will be replaced by the Senior Managers & Certification Regime (SM&CR) for insurers.

This course will help you understand and comply with the new SM&CR Conduct Rules training and notification requirements.

We cover the roles, responsibilities and Conduct Rules for ALL STAFF in insurance organisations, with emphasis on ‘Tier 1’ Rules applicable to ALL staff.

WHO IS IT FOR?

For all insurers and reinsurers regulated by the FCA and the PRA – for all staff in order to meet the SM&CR staff training implementation requirements.

LEARNING OUTCOMES

  • Overview of the SM&CR and the new Conduct Rules

  • Discussion of each individual Conduct Rule and how these apply to specific roles: covering - integrity, acting with due care, skill and diligence, cooperating with regulators, treating customers fairly, maintaining standards

  • The role of the regulators and consequence of breaching the Conduct Rules

DURATION

2 hours


FAQs

What can I bring into the event?

Just a notepad and pen!

What's the refund policy?

A full refund is offered up to seven (7) days prior to the event

Do I have to bring my printed ticket to the event?

You do NOT require a printed ticket. We will have a record of your payment.

Is my registration fee or ticket transferrable?

Yes. We ask that you let us know prior to the event via info@icompli.co.uk

Is it ok if the name on my ticket or registration doesn't match the person who attends?

Yes, that's OK. You can transfer your ticket to another member of staff if you can't attend for some reason.

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Date and Time

Location

Birmingham

Birmingham

United Kingdom

Refund Policy

Refunds up to 7 days before event

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