SMF16 TRAINING

SMF16 – COMPLIANCE DIRECTOR TRAINING

1 hour

How to be a Compliance officer with Jeremy Hackett. An interactive online Zoom course lasting 60 minutes aimed at SMF 16s, and those seeking permission to become SMF16 with the FCA.

The key functions of an SMF16 in the retail financial services environment with Consumer Duty in mind

• Reporting and Governance
• Consumer Duty
• Risk vs compliance committees
• Audits
• SM&CR onboarding

Examination to demonstrate understanding will be required in order to be certified as accredited by IFAC in this subject as required by FCA.