Troubleshooting Common Transaction Reporting Issues Training

Course Overview

This two-hour CPD-accredited virtual training provides participants with Tricks, Tips and Hacks to Common Reporting Issues.

Topics to include

Technology

Excel Quirks – How to avoid or repair
Free Tools to Make Reporting Easier
• Dealing with MDP XML Files
• Checking Reportability
• Harvesting Reportable ISINs using CFI Codes
• Obtaining CFI Codes

Common Reporting Issue

• Country of Branch
• Venue XOFF vs XXXX
• Market Convention for Price Type and Quantity Type

What are the outcomes?

• Enhanced understanding of how to avoid/fix common transaction reporting issues and the free tools available to make reporting easier
• Practical guidance on how to troubleshoot common reporting and associated technology issues
• Reduced risk of non-compliance
• CPD Accredited Points

Who is it for?

Ideal for Operations Teams who are hands-on in resolving reporting issues.

Who is it for?

The course is aimed at compliance and operations staff and those involved in the EMIR Refit reporting process.

Ideal for new starters or those looking for EMIR Refit refresher training.

What is the cost?

The cost of the course is £375 + VAT.

More dates are available throughout the year, visit: https://qomply.co.uk/training/troubleshooting/index.html

We also offer this training in-house, contact info@qomply.co.uk for more information.

Meet the Trainer

MICHELLE ZAK, Managing Director, Qomply

Before founding Qomply, Michelle was Chief Operating Officer at Kyte Broking/Market Securities where she drove the MiFID II implementation. Michelle is a recognised authority on the implementation of the regulations affecting the financial industry.

Over the course of her career, Michelle held various senior leadership positions within investment banking. Having degrees in Mathematics and Computer Science, Michelle spent several years implementing quantitative trading strategies for the investment banking divisions of BNP Paribas and UBS.

This Training Course is subject to Qomply's General Ts &Cs and Cancellation Policy:

Terms and Conditions for Online Training Course

By registering for this training course, you acknowledge and agree to comply with our terms and conditions

1. Introduction

1.1 These Terms and Conditions ("T&Cs") govern the sale and delivery of an online training courses ("Course") provided by [Qomply] ("we", "us", "our").

1.2 By registering for and/or attending the Course, you ("Participant", "you", "your") agree to be bound by these T&Cs.

2. Course Registration and Payment

2.1 To register for the Course, you must complete the registration form and pay the Course fee in full.

2.2 All Course fees are payable in advance and must be received by us prior to the start of the Course.

2.3 Payment methods accepted include bank transfer, please see details on invoice.

3. Cancellation and Refunds

3.1 If you wish to cancel your registration, you must notify us in writing.

3.2 Cancellations received more than [14] days before the start of the Course will receive a full refund.

3.3 Cancellations received between [7] and [14] days before the start of the Course will receive a [50]% refund.

3.4 No refunds will be provided for cancellations received less than [7] days before the start of the Course or for non-attendance.

4. Course Changes and Cancellations by Us

4.1 We reserve the right to alter the Course. If we do, you will be offered a full refund or the option to transfer to another Course date.

4.2 If we cancel the Course, you will be offered a full refund or the option to transfer to another Course date.

5. Participant Responsibilities

5.1 Participants are expected to behave professionally and respectfully throughout the Course.

5.2 We reserve the right to remove any Participant from the Course whose behaviour is deemed inappropriate.

6. Intellectual Property

6.1 All Course materials are our intellectual property or are used with permission.

6.2 Participants may not reproduce, distribute, or commercially exploit any Course materials without our prior written consent.

7. Limitation of Liability

7.1 Our liability for any loss or damage suffered by you as a result of our breach of these T&Cs is limited to the Course fee paid.

7.2 We are not liable for any indirect or consequential losses.

8. Data Protection

8.1 We will process your personal data in accordance with our Privacy Policy and applicable data protection laws.

9. Governing Law

9.1 These T&Cs are governed by and construed in accordance with the laws of England and Wales.

9.2 Any disputes arising under or in connection with these T&Cs shall be subject to the exclusive jurisdiction of the courts of England and Wales.

10. Contact Information

10.1 For any questions or concerns regarding these T&Cs, please contact us at

Call Us

UK: +44(0)20 8242 4789

Email Us

info@qomply.co.uk

Write to Us

118 Holborn Gate

330 High Holborn

London WC1V 7QT, UK