Under SMCR? Are your processes up to scratch?

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Wondering if your existing control processes for SMCR will protect your Senior Managers in the long-term? Find out more...

About this Event

Join us for a free live demonstration of Actus Comply: simple, yet highly effective and affordable SMCR software, specifically designed to meet the FCA's regulations.

Who should attend this SMCR demo?

HR and Compliance Professionals in Financial Services who are tasked with implementing SMCR effectively.

Key Aspects Covered:

  • Features and benefits of using the Software
  • How other Financial Service Firms have implemented Actus Comply to mitigate the risks posed by SMCR
  • How to ensure a 'culture of accountability' as required

Why attend?

Now that the SMCR deadline of 9th December 2019 for solo-regulated firms has passed, all regulated firms are now held to a higher level of individual accountability. With this shift in responsibility moving from the firm to the individual, there is no wonder that senior managers and compliance leads are becoming anxious about the levels of personal liability involved.

Spreadsheets and manual control mechanisms don’t provide the visibility or audit trail to meet the FCA’s expectation of being able to demonstrate a solid SMCR control process. Firms are also realising that managing Certification and Conduct using paper-based systems is never going to work. Compliance software aimed at the banking sector is excessively sized and priced for solo regulated firms who need an affordable and reliable SMCR solution.

Simple, Purpose-built Software

Actus Comply eliminates these concerns with a simple, but highly effective SMCR solution. We have a purpose-built SMCR module for assigning and tracking responsibilities with a full audit trail; clear reporting and a host of value-add features. Actus Comply also offers CPD; Certification and Conduct management for the whole firm.

Join our live demonstration to see Actus Comply in action!

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