Coffee and Conversation -The Perfect Partner - and their role in Compliance

In Simon’s forthcoming book “The Perfect Partner ”, Simon looks at what makes such a partner, from the perspective of clients, colleagues, the business, and the regulator. In his coming together with us he’ll cover all of these but will focus on the latter. Compliance doesn’t happen by accident. Risk isn’t managed by accident. So how do these things really get covered off “on the ground”