FCA REGULATORY REPORTING RETURNS

FCA REGULATORY REPORTING RETURNS

• Capital adequacy
• Qualification data
• Competence reports
• Managing expectations at FCA
• Synthetic data
• FCA and Automatic Intelligence AI
• Reporting options for the FCA

With some regulated firms being asked to do two returns per month, the requirement for systems and controls to report to the FCA is essential, and we'll give you a flavour of what to expect, how to prepare, and our recommendations on systems your firm should be using.

This one hour workshop will help accounts and reporting staff establish systems to cope with the added reporting requirements from FCA, and help your firm stay within expectations.

Workshop led by Alastair Frame, who is responsible for several thousand returns per annum.