Non-Financial Misconduct Training Session

Financial Services Lawyers Association

A training session on non-financial misconduct hosted at Clifford Chance LLP on 27 April 2023.

Clifford Chance

On behalf of the Financial Services Lawyers Association (FSLA) and Clifford Chance LLP, we would like to invite our junior members (students and those with less than 5 years&#x27; relevant experience), and those looking for a refresher, to attend a training session on non-financial misconduct hosted by Philip Cox, Murray Tabeart, Emily Goddard, and Amy Bird of Clifford Chance LLP. The increasing risk of regulatory enforcement in relation to non-financial misconduct may concern firms and, in particular, senior managers who themselves might face regulatory scrutiny. This is especially so given that the exact scope of behaviour which may give raise to regulatory concern is not clear. The session will provide an overview of non-financial misconduct, the FCA&#x27;s recent approach to the issue (including the ways it might seek to take further action and the scope of its authority to do so) and possible future developments in the area.The presentation will be followed by drinks and canapés, giving our junior members the chance to network in an informal and relaxed setting.Location: Clifford Chance LLP, 10 Upper Bank Street, London, E14 5JJDate: 27 April 2023Timings:· 6 pm – registration· 6.30 pm – session starts· 7.30 pm – networkingIf you wish to attend, please register here. If you have any queries or special requirements, please contact us at events@fsla.org.uk.K﻿ind regards, F﻿SLA

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Non-Financial Misconduct Training Session

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Non-Financial Misconduct Training Session

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